SFC Licences of LIN Xiaoli 林曉莉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Seazen Resources Securities Limited 新城晉峰證券有限公司 | RE | 1 | 27 March 2023 | 07 July 2023 |
Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 | RE | 9 | 27 March 2023 | 07 July 2023 |
Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 | RE | 4 | 27 March 2023 | 07 July 2023 |
Macquarie Corporate (Hong Kong) Limited | RE | 6 | 07 September 2009 | 14 January 2011 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 07 September 2009 | 14 January 2011 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 07 September 2009 | 14 January 2011 |