SFC Licences of DAOU Mourad

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Hong Kong Securities Limited RE 7 12 June 2023
Morgan Stanley Hong Kong Securities Limited RE 2 12 June 2023
Morgan Stanley Hong Kong Securities Limited RE 1 12 June 2023
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 12 June 2023
J.P. Morgan Broking (Hong Kong) Limited RE 5 23 April 2015 14 April 2023
J.P. Morgan Broking (Hong Kong) Limited RE 4 23 April 2015 14 April 2023
J.P. Morgan Broking (Hong Kong) Limited RE 2 23 April 2015 14 April 2023
J.P. Morgan Broking (Hong Kong) Limited RE 1 23 April 2015 14 April 2023
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 2 07 February 2014 13 March 2015
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 1 20 June 2011 13 March 2015
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 7 04 September 2009 14 December 2010
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 2 04 September 2009 14 December 2010
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 1 04 September 2009 14 December 2010