SFC Licences of CHEN Yu-Cheng 陳右承
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 08 June 2011 | 06 December 2011 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 15 January 2010 | 19 March 2011 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 08 September 2009 | 17 October 2009 |