SFC Licences of LAI Pak Kin 黎柏堅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 4 | 07 September 2018 | 15 September 2023 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 04 June 2012 | 16 August 2018 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 10 September 2009 | 03 November 2009 |