SFC Licences of ZHAO Lumiao 趙路苗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 | RE | 9 | 27 August 2014 | 07 December 2018 |
| Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 | RE | 4 | 27 August 2014 | 07 December 2018 |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 | RO | 9 | 15 May 2012 | 06 September 2013 |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 | RO | 4 | 15 May 2012 | 06 September 2013 |
| Huatai Asset Management (Hong Kong) Company Limited 華泰資產管理(香港)有限公司 | RO | 9 | 12 November 2010 | 26 September 2011 |
| Huatai Asset Management (Hong Kong) Company Limited 華泰資產管理(香港)有限公司 | RO | 4 | 12 November 2010 | 26 September 2011 |