SFC Licences of MCWILLIAM Paul David
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
GPB Financial Services Hong Kong Limited 俄氣金融香港有限公司 | RE | 4 | 14 April 2016 | 07 January 2019 |
GPB Financial Services Hong Kong Limited 俄氣金融香港有限公司 | RE | 1 | 14 April 2016 | 07 January 2019 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RO | 6 | 15 November 2011 | 16 October 2015 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RO | 4 | 15 November 2011 | 16 October 2015 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RO | 1 | 15 November 2011 | 16 October 2015 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 6 | 23 March 2011 | 15 November 2011 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 23 March 2011 | 15 November 2011 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 23 March 2011 | 15 November 2011 |