SFC Licences of WONG Ka Fei, Alfred 黃家輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 09 July 2015 | |
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 4 | 09 July 2015 | |
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 05 February 2015 | |
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 05 February 2015 | |
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融(香港)有限公司 | RE | 1 | 09 July 2013 | 03 January 2015 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 19 April 2013 | 03 January 2015 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 19 April 2013 | 03 January 2015 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 5 | 26 April 2010 | 07 April 2013 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 09 September 2009 | 07 April 2013 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 09 September 2009 | 07 April 2013 |