SFC Licences of TONG Tsz Chun 湯子俊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Trend Up Investment (HK) Limited 風來投資有限公司 RO 9 25 January 2024
Trend Up Investment (HK) Limited 風來投資有限公司 RO 4 25 January 2024
Pando Finance Limited 潘渡有限公司 RO 9 10 May 2022 04 June 2023
Pando Finance Limited 潘渡有限公司 RO 4 10 May 2022 04 June 2023
Pando Finance Limited 潘渡有限公司 RO 1 10 May 2022 04 June 2023
Renascence Capital Limited 元複資本有限公司 RO 9 07 September 2020 30 April 2021
Renascence Capital Limited 元複資本有限公司 RO 4 07 September 2020 30 April 2021
Grand View Securities Limited 宏滙證券有限公司 RO 1 01 November 2019 31 August 2020
Grand View Asset Management Limited 宏滙資產管理有限公司 RE 9 20 September 2017 31 August 2020
Grand View Asset Management Limited 宏滙資產管理有限公司 RE 4 20 September 2017 31 August 2020
Grand View Securities Limited 宏滙證券有限公司 RE 1 13 February 2017 01 November 2019
Iridium Capital Limited 泓達資產管理有限公司 RE 9 25 August 2016 15 September 2016
Iridium Capital Limited 泓達資產管理有限公司 RE 4 25 August 2016 15 September 2016
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RE 1 26 October 2012 05 April 2016
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 RE 2 26 October 2012 05 April 2016
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 09 September 2009 04 September 2010
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 09 September 2009 04 September 2010