SFC Licences of LUK Ping Kwan 陸秉鈞

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 RE 5 30 June 2022
Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 RE 4 19 April 2021
Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 RE 2 11 March 2021
Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 RE 1 11 March 2021
BOCOM International Securities Limited 交銀國際證券有限公司 RE 5 23 January 2017 07 February 2021
BOCOM International Securities Limited 交銀國際證券有限公司 RE 2 28 July 2015 07 February 2021
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 28 July 2015 07 February 2021
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 2 28 November 2014 18 December 2014
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 28 November 2014 18 December 2014
RHB Futures Hong Kong Limited 興業金融期貨有限公司 RE 2 24 May 2013 10 November 2014
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 24 May 2013 10 November 2014
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 1 16 August 2012 13 May 2013
CSC Futures (HK) Limited 群益期貨(香港)有限公司 RE 2 16 August 2012 13 May 2013
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 23 June 2011 09 August 2012
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 23 June 2011 09 August 2012
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 27 May 2010 21 May 2011
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 5 27 May 2010 21 May 2011
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 09 September 2009 21 May 2011
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 09 September 2009 21 May 2011