SFC Licences of HU Kun 胡坤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 25 August 2021 | |
CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 25 August 2021 | |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 10 February 2020 | 05 May 2021 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 10 February 2020 | 05 May 2021 |
Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 06 September 2017 | 05 May 2021 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 20 June 2013 | 11 August 2017 |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 6 | 09 September 2009 | 08 June 2013 |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 09 September 2009 | 08 June 2013 |