SFC Licences of SCHMOLL Alan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RO | 4 | 27 November 2013 | 17 September 2014 |
| Merrill Lynch Far East Limited | RO | 1 | 27 November 2013 | 17 September 2014 |
| Merrill Lynch (Asia Pacific) Limited | RO | 4 | 27 November 2013 | 17 September 2014 |
| Merrill Lynch (Asia Pacific) Limited | RO | 1 | 27 November 2013 | 17 September 2014 |
| Merrill Lynch Far East Limited | RE | 6 | 13 November 2012 | 17 September 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 13 November 2012 | 17 September 2014 |
| Merrill Lynch Far East Limited | RE | 4 | 13 November 2012 | 27 November 2013 |
| Merrill Lynch Far East Limited | RE | 1 | 13 November 2012 | 27 November 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 13 November 2012 | 27 November 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 15 September 2009 | 27 November 2013 |