SFC Licences of LIU Qian 劉謙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CCB International Capital Limited 建銀國際金融有限公司 | RO | 4 | 22 December 2017 | 24 November 2022 |
| CCB International Capital Limited 建銀國際金融有限公司 | RO | 1 | 22 December 2017 | 24 November 2022 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 6 | 27 October 2017 | 24 November 2022 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 4 | 27 October 2017 | 22 December 2017 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 27 October 2017 | 22 December 2017 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RO | 1 | 04 January 2010 | 14 October 2010 |