SFC Licences of MAO Beichen 毛北辰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMC Capital Advisors (Hong Kong) Limited | RO | 9 | 14 November 2023 | |
| CMC Capital Advisors (Hong Kong) Limited | RO | 4 | 14 November 2023 | |
| Merrill Lynch Far East Limited | RE | 6 | 23 March 2010 | 25 August 2011 |
| Merrill Lynch Far East Limited | RE | 4 | 23 March 2010 | 25 August 2011 |
| Merrill Lynch Far East Limited | RE | 1 | 23 March 2010 | 25 August 2011 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 23 March 2010 | 25 August 2011 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 23 March 2010 | 25 August 2011 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 23 March 2010 | 25 August 2011 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 16 September 2009 | 31 December 2009 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 16 September 2009 | 31 December 2009 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 16 September 2009 | 31 December 2009 |