SFC Licences of SOPP Stuart Martin
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 01 April 2014 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 08 January 2010 | 05 September 2013 |
Morgan Stanley Hong Kong Futures Limited | RE | 7 | 08 January 2010 | 06 December 2010 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 14 September 2009 | 01 April 2014 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 14 September 2009 | 06 December 2010 |