SFC Licences of BADDELEY Alexander Richard
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| T.F.S. Derivatives HK Limited | RE | 2 | 22 February 2021 | 30 September 2021 |
| BGC Securities (Hong Kong) LLC | RE | 2 | 19 September 2013 | 16 September 2020 |
| BGC Securities (Hong Kong) LLC | RE | 1 | 19 September 2013 | 16 September 2020 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 30 March 2011 | 04 June 2013 |
| SG Asset Finance (Hong Kong) Limited | RE | 2 | 30 March 2011 | 04 June 2013 |
| SG Asset Finance (Hong Kong) Limited | RE | 1 | 30 March 2011 | 04 June 2013 |
| BGC Securities (Hong Kong) LLC | RE | 2 | 16 September 2009 | 17 March 2011 |