SFC Licences of BADDELEY Alexander Richard

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
T.F.S. Derivatives HK Limited
RE 2 22 February 2021 30 September 2021
BGC Securities (Hong Kong) LLC
RE 1, 2 19 September 2013 16 September 2020
SG Asset Finance (Hong Kong) Limited
RE 1, 2 30 March 2011 04 June 2013
Newedge Broker Hong Kong Limited 新際經紀香港有限公司
RE 2 30 March 2011 04 June 2013
BGC Securities (Hong Kong) LLC
RE 2 16 September 2009 17 March 2011