SFC Licences of WONG Chun 黃駿
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Capstone Capital Management Limited 頂石資產管理有限公司 | RO | 9 | 20 December 2023 | |
Capstone Capital Management Limited 頂石資產管理有限公司 | RO | 4 | 20 December 2023 | |
Capstone Capital Management Limited 頂石資產管理有限公司 | RE | 9 | 22 November 2023 | 20 December 2023 |
Capstone Capital Management Limited 頂石資產管理有限公司 | RE | 4 | 22 November 2023 | 20 December 2023 |
EM Asset Management Limited 易美資産管理有限公司 | RO | 9 | 11 September 2020 | 03 October 2023 |
EM Asset Management Limited 易美資産管理有限公司 | RO | 4 | 11 September 2020 | 03 October 2023 |
Mega Success Investment Management Limited 東方融暢資產管理有限公司 | RO | 9 | 15 April 2019 | 28 February 2020 |
Mega Success Investment Management Limited 東方融暢資產管理有限公司 | RO | 4 | 15 April 2019 | 28 February 2020 |
LW Asset Management Advisors Limited 利達財富管理顧問有限公司 | RO | 9 | 12 April 2017 | 28 February 2019 |
UBS Securities Asia Limited | RE | 2 | 18 July 2011 | 23 March 2013 |
UBS Securities Hong Kong Limited | RE | 1 | 30 August 2010 | 23 March 2013 |
UBS Securities Asia Limited | RE | 1 | 21 September 2009 | 23 March 2013 |