SFC Licences of LIU Frank 廖溢豐

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCOM International Securities Limited 交銀國際證券有限公司 RE 2 22 December 2017 24 August 2018
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 22 December 2017 24 August 2018
BOCI Securities Limited 中銀國際證券有限公司 RE 2 20 January 2016 30 November 2017
BOCI Securities Limited 中銀國際證券有限公司 RE 1 20 January 2016 30 November 2017
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 09 July 2015 18 December 2015