SFC Licences of LIU Frank 廖溢豐
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 22 December 2017 | 24 August 2018 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 22 December 2017 | 24 August 2018 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 20 January 2016 | 30 November 2017 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 20 January 2016 | 30 November 2017 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 09 July 2015 | 18 December 2015 |