SFC Licences of KIM Bansuk
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Ares Management Asia (Hong Kong) Limited 群志資本管理有限公司 | RE | 1 | 24 February 2023 | |
Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 | RE | 2 | 30 May 2011 | 08 September 2012 |
Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 | RE | 1 | 30 May 2011 | 08 September 2012 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 2 | 08 November 2010 | 08 September 2012 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 08 November 2010 | 08 September 2012 |
KB Investment & Securities Hong Kong Limited | RE | 1 | 28 October 2009 | 07 July 2010 |
KB Investment & Securities Hong Kong Limited | RE | 9 | 28 October 2009 | 07 July 2010 |