SFC Licences of PANG Siu Lun 彭兆麟

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 2 15 October 2021
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 1 05 October 2021
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 1 24 August 2012 16 September 2021
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 15 April 2011 04 July 2012
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 15 April 2011 04 July 2012
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 15 April 2011 04 July 2012
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 1 28 September 2009 06 April 2011