SFC Licences of PANG Siu Lun 彭兆麟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 15 October 2021 | |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 05 October 2021 | |
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 24 August 2012 | 16 September 2021 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 15 April 2011 | 04 July 2012 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 15 April 2011 | 04 July 2012 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 15 April 2011 | 04 July 2012 |
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 28 September 2009 | 06 April 2011 |