SFC Licences of JIM Yuk Tong 詹郁棠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 29 June 2012 | 31 January 2015 |
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 29 June 2012 | 31 January 2015 |
One China Securities Limited 一中證券有限公司 | RE | 2 | 07 September 2010 | 30 September 2011 |
One China Securities Limited 一中證券有限公司 | RE | 1 | 07 September 2010 | 30 September 2011 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 21 September 2009 | 02 September 2010 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 21 September 2009 | 02 September 2010 |