SFC Licences of BOTELHO BASTOS Pedro Augusto

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
HSBC Investment Funds (Hong Kong) Limited	RE	9	23 December 2021	13 May 2022
HSBC Investment Funds (Hong Kong) Limited	RE	5	23 December 2021	13 May 2022
HSBC Investment Funds (Hong Kong) Limited	RE	4	23 December 2021	13 May 2022
HSBC Investment Funds (Hong Kong) Limited	RE	1	23 December 2021	13 May 2022
HSBC Global Asset Management (Hong Kong) Limited	RE	9	23 December 2021	13 May 2022
HSBC Global Asset Management (Hong Kong) Limited	RE	5	23 December 2021	13 May 2022
HSBC Global Asset Management (Hong Kong) Limited	RE	4	23 December 2021	13 May 2022
HSBC Global Asset Management (Hong Kong) Limited	RE	2	23 December 2021	13 May 2022
HSBC Global Asset Management (Hong Kong) Limited	RE	1	23 December 2021	13 May 2022
HSBC Global Asset Management Holdings (Bahamas) Limited	RE	9	23 December 2021	13 May 2022
HSBC Investment Funds (Hong Kong) Limited	RO	5	07 August 2018	23 December 2021
HSBC Global Asset Management (Hong Kong) Limited	RO	5	07 August 2018	23 December 2021
HSBC Global Asset Management (Hong Kong) Limited	RO	2	07 August 2018	23 December 2021
HSBC Global Asset Management Holdings (Bahamas) Limited	RO	5	07 August 2018	02 March 2020
HSBC Investment Funds (Hong Kong) Limited	RO	9	25 June 2014	23 December 2021
HSBC Investment Funds (Hong Kong) Limited	RO	4	25 June 2014	23 December 2021
HSBC Investment Funds (Hong Kong) Limited	RO	1	25 June 2014	23 December 2021
HSBC Global Asset Management (Hong Kong) Limited	RO	9	25 June 2014	23 December 2021
HSBC Global Asset Management (Hong Kong) Limited	RO	4	25 June 2014	23 December 2021
HSBC Global Asset Management (Hong Kong) Limited	RO	1	25 June 2014	23 December 2021
HSBC Global Asset Management Holdings (Bahamas) Limited	RO	9	25 June 2014	23 December 2021
HSBC Global Asset Management Holdings (Bahamas) Limited	RO	4	25 June 2014	02 March 2020
HSBC Investment Funds (Hong Kong) Limited	RE	9	12 June 2014	25 June 2014
HSBC Investment Funds (Hong Kong) Limited	RE	4	12 June 2014	25 June 2014
HSBC Investment Funds (Hong Kong) Limited	RE	1	12 June 2014	25 June 2014
HSBC Global Asset Management (Hong Kong) Limited	RE	9	12 June 2014	25 June 2014
HSBC Global Asset Management (Hong Kong) Limited	RE	4	12 June 2014	25 June 2014
HSBC Global Asset Management (Hong Kong) Limited	RE	1	12 June 2014	25 June 2014
HSBC Global Asset Management Holdings (Bahamas) Limited	RE	9	12 June 2014	25 June 2014
HSBC Global Asset Management Holdings (Bahamas) Limited	RE	4	12 June 2014	25 June 2014
HSBC Investment Funds (Hong Kong) Limited	RE	1	28 September 2009	12 October 2009
HSBC Global Asset Management (Hong Kong) Limited	RE	1	28 September 2009	12 October 2009
Halbis Capital Management (Hong Kong) Limited	RE	1	28 September 2009	12 October 2009