SFC Licences of PENG Yuyu 彭煜宇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RO | 9 | 07 March 2019 | |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RO | 4 | 07 March 2019 | |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RO | 1 | 07 March 2019 | |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 9 | 24 September 2018 | 07 March 2019 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 4 | 24 September 2018 | 07 March 2019 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 1 | 24 September 2018 | 07 March 2019 |
| Asia Climate Partners Hong Kong Limited | RE | 4 | 11 September 2017 | 21 September 2018 |
| Asia Climate Partners Hong Kong Limited | RE | 1 | 11 September 2017 | 21 September 2018 |
| Oaktree Capital (Hong Kong) Limited | RE | 4 | 31 January 2012 | 10 October 2014 |
| Oaktree Capital (Hong Kong) Limited | RE | 1 | 31 January 2012 | 10 October 2014 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 4 | 05 November 2009 | 14 December 2011 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 6 | 05 November 2009 | 14 December 2011 |