SFC Licences of BERLIA Manish
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 6 | 06 May 2019 | 24 December 2023 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 4 | 06 May 2019 | 24 December 2023 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 06 May 2019 | 24 December 2023 |
| Religare Capital Markets (Hong Kong) Limited | RO | 6 | 14 May 2012 | 07 October 2014 |
| Religare Capital Markets (Hong Kong) Limited | RO | 4 | 14 July 2011 | 24 March 2015 |
| Religare Capital Markets (Hong Kong) Limited | RO | 1 | 14 July 2011 | 24 March 2015 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 1 | 29 October 2009 | 02 December 2010 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 4 | 29 October 2009 | 02 December 2010 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 6 | 29 October 2009 | 02 December 2010 |