SFC Licences of FU Kwok Sum 傅國森

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017 14 December 2018
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 03 February 2016 14 December 2018
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 18 May 2015 02 October 2017
Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 RE 4 17 October 2011 19 May 2012
Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 RE 1 17 October 2011 19 May 2012
Pegasus Fund Managers Limited 東驥基金管理有限公司 RE 4 23 October 2009 01 March 2011