SFC Licences of LI Haoting 李浩霆
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Da Di (Hong Kong) Financial Services Limited 大地(香港)金融服務有限公司 | RE | 5 | 02 November 2018 | 03 August 2023 |
Da Di (Hong Kong) Financial Services Limited 大地(香港)金融服務有限公司 | RE | 2 | 02 November 2018 | 03 August 2023 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 28 September 2009 | 31 August 2010 |