SFC Licences of LI Haoting 李浩霆

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Da Di (Hong Kong) Financial Services Limited 大地(香港)金融服務有限公司 RE 5 02 November 2018 03 August 2023
Da Di (Hong Kong) Financial Services Limited 大地(香港)金融服務有限公司 RE 2 02 November 2018 03 August 2023
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 2 28 September 2009 31 August 2010