SFC Licences of WIGGINS Clive Richard
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 05 August 2014 | 11 April 2016 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 23 August 2010 | 20 March 2014 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 28 September 2009 | 04 October 2009 |