SFC Licences of TONG Tsun Yat 唐俊逸
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Venture Smart Asia Limited 意博資本亞洲有限公司 | RE | 9 | 28 January 2019 | 31 August 2022 |
Venture Smart Asia Limited 意博資本亞洲有限公司 | RE | 4 | 15 May 2018 | 31 August 2022 |
Venture Smart Asia Limited 意博資本亞洲有限公司 | RE | 1 | 15 May 2018 | 31 August 2022 |
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 4 | 24 March 2015 | 11 June 2015 |
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 28 July 2011 | 11 June 2015 |
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 28 July 2011 | 11 June 2015 |
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 28 July 2011 | 11 June 2015 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 28 September 2009 | 03 July 2010 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 28 September 2009 | 03 July 2010 |