SFC Licences of LIANG Jianwen 梁劍文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Q Fund Management (Hong Kong) Limited 前方基金管理有限公司 | RO | 9 | 19 October 2015 | |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 22 August 2011 | 16 June 2015 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 11 February 2010 | 09 July 2011 |