SFC Licences of RATHI Shashank
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Pharo Management (HK) Limited 發邏資產管理(香港)有限公司 | RO | 9 | 25 October 2018 | |
| Pharo Management (HK) Limited 發邏資產管理(香港)有限公司 | RE | 9 | 03 April 2018 | 25 October 2018 |
| Capula Investment Management Asia Limited | RE | 9 | 13 May 2014 | 12 March 2018 |
| Capula Investment Management Asia Limited | RE | 1 | 13 May 2014 | 12 March 2018 |
| Merrill Lynch Far East Limited | RE | 2 | 02 September 2010 | 26 February 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 30 September 2009 | 26 February 2014 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 30 September 2009 | 02 September 2010 |