SFC Licences of LAM Sau Wan 林秀雲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Success Securities Limited 實德證券有限公司 | RE | 1 | 07 May 2010 | 04 August 2011 |
| Emperor Wealth Management Limited 英皇財富管理有限公司 | RE | 1 | 19 October 2009 | 13 April 2010 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 19 October 2009 | 13 April 2010 |