SFC Licences of FISCHER Nathan David
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 09 August 2023 | |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 03 December 2021 | 25 April 2023 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 11 November 2021 | 29 March 2023 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 28 July 2020 | 29 October 2021 |
| Barclays Bank PLC | 1 | 02 December 2016 | ||
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RO | 1 | 02 August 2016 | 20 April 2020 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RO | 4 | 02 August 2016 | 17 December 2018 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 06 October 2009 | 02 August 2016 |