SFC Licences of DENG Lisa Li
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 15 July 2011 | 19 March 2016 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 15 July 2011 | 19 March 2016 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 07 October 2009 | 01 June 2011 |