SFC Licences of LIU Tsan Pui 廖燦培

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Mouette Securities Company Limited 海盈證券有限公司 RO 9 18 January 2024
Mouette Securities Company Limited 海盈證券有限公司 RO 4 18 January 2024
Mouette Securities Company Limited 海盈證券有限公司 RO 1 18 January 2024
Little Girl Securities (International) Limited 小女孩證券國際有限公司 RO 9 12 May 2023 29 December 2023
Little Girl Securities (International) Limited 小女孩證券國際有限公司 RO 4 12 May 2023 29 December 2023
Little Girl Securities (International) Limited 小女孩證券國際有限公司 RO 1 12 May 2023 29 December 2023
Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 RO 9 11 August 2022 14 February 2023
Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 RO 4 11 August 2022 14 February 2023
Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 RO 1 11 August 2022 14 February 2023
Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 RE 9 14 June 2022 11 August 2022
Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 RE 4 14 June 2022 11 August 2022
Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 RE 1 14 June 2022 11 August 2022
Phoenix Capital Asia Limited 英明融資有限公司 RO 6 26 November 2020 18 April 2022
Phoenix Capital Securities Limited 英明證券有限公司 RO 9 27 June 2019 18 April 2022
Phoenix Capital Asia Limited 英明融資有限公司 RE 4 24 July 2017 18 April 2022
Phoenix Capital Asia Limited 英明融資有限公司 RE 6 24 July 2017 26 November 2020
Phoenix Capital Securities Limited 英明證券有限公司 RO 1 24 February 2017 18 April 2022
Phoenix Capital Securities Limited 英明證券有限公司 RO 2 01 December 2016 18 April 2022
Phoenix Capital Securities Limited 英明證券有限公司 RE 1 07 November 2016 24 February 2017
Phoenix Capital Securities Limited 英明證券有限公司 RE 2 07 November 2016 01 December 2016
Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司 RO 2 15 June 2016 31 October 2016
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 RE 1 03 February 2016 31 October 2016
Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 RO 5 14 September 2015 04 December 2015
Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 RO 2 14 September 2015 04 December 2015
Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司 RO 2 20 August 2013 04 July 2015
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 RE 1 23 November 2010 04 July 2015
Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司 RE 2 23 November 2010 20 August 2013
Huarong International Securities Limited 華融國際證券有限公司 RE 2 20 April 2010 20 November 2010
Huarong International Securities Limited 華融國際證券有限公司 RE 1 20 April 2010 20 November 2010
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RE 1 06 October 2009 29 March 2010
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 RE 2 06 October 2009 29 March 2010