SFC Licences of CHEUNG Chi Tao, Ernest 張智滔
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 28 February 2019 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 29 March 2011 | 28 February 2019 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 29 March 2011 | 02 October 2017 |
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 | RE | 2 | 08 December 2009 | 22 March 2011 |
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 06 October 2009 | 22 March 2011 |