SFC Licences of NG Siu Fai, Stephen 吳兆輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
FinPro Asset Management Limited 英博資產管理有限公司 RO 9 23 January 2024
FinPro Asset Management Limited 英博資產管理有限公司 RO 4 23 January 2024
FinPro Asset Management Limited 英博資產管理有限公司 RO 1 23 January 2024
EBANG CAPITAL (HK) LIMITED 億邦資本(香港)有限公司 RO 9 02 June 2022 14 January 2024
EBANG CAPITAL (HK) LIMITED 億邦資本(香港)有限公司 RO 4 02 June 2022 14 January 2024
EBANG SECURITIES INTERNATIONAL (HK) LIMITED 億邦證券國際(香港)有限公司 RO 1 31 May 2022 14 January 2024
Goldhorse Securities Limited 金馬證券有限公司 RO 4 18 April 2019 27 September 2021
Goldhorse Securities Limited 金馬證券有限公司 RO 1 18 April 2019 27 September 2021
Wei Da Asset Management Limited 偉達資產管理有限公司 RO 9 18 April 2019 12 March 2021
The Core Securities Company Limited 核聚證券有限公司 RO 9 17 July 2017 28 July 2018
The Core Securities Company Limited 核聚證券有限公司 RO 4 17 July 2017 28 July 2018
The Core Securities Company Limited 核聚證券有限公司 RO 1 17 July 2017 28 July 2018
Silver Nile Global Investments Limited 銀豐環球投資有限公司 RO 9 18 May 2017 15 July 2017
Silver Nile Global Investments Limited 銀豐環球投資有限公司 RO 4 18 May 2017 15 July 2017
Silver Nile Global Investments Limited 銀豐環球投資有限公司 RO 1 18 May 2017 15 July 2017
China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 RO 9 20 October 2016 31 December 2016
China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 RO 4 20 October 2016 31 December 2016
China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 RO 1 20 October 2016 31 December 2016
Chief Securities Limited 致富證券有限公司 RE 1 29 July 2010 11 March 2011
Chief Commodities Limited 致富期貨商品有限公司 RE 2 29 July 2010 11 March 2011
SSC Mandarin Financial Services Limited 文華新城理財顧問有限公司 RE 4 02 July 2010 02 July 2010
SSC Mandarin Financial Services Limited 文華新城理財顧問有限公司 RO 4 04 November 2009 02 July 2010