SFC Licences of CHAN Hoi Ching, Katrina 陳塏澄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 22 August 2018 | |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 08 January 2018 | 11 July 2018 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 08 January 2018 | 11 July 2018 |
RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 09 May 2013 | 16 December 2017 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 09 May 2013 | 16 December 2017 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 09 October 2009 | 06 May 2013 |