SFC Licences of CHAN Hoi Ching, Katrina 陳塏澄

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 1 22 August 2018
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 08 January 2018 11 July 2018
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 08 January 2018 11 July 2018
RHB Futures Hong Kong Limited 興業金融期貨有限公司 RE 2 09 May 2013 16 December 2017
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 09 May 2013 16 December 2017
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 09 October 2009 06 May 2013