SFC Licences of TSAI Yuen Ning 蔡婉寧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 | RE | 9 | 10 September 2012 | 01 November 2013 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 | RE | 4 | 10 September 2012 | 01 November 2013 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 | RE | 1 | 10 September 2012 | 01 November 2013 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 03 February 2010 | 15 March 2012 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 | RE | 9 | 08 October 2009 | 23 January 2010 |