SFC Licences of TONG Alex Chi Kai 湯熾佳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Tora Trading Services Limited | RE | 7 | 04 January 2018 | |
| Tora Trading Services Limited | RE | 2 | 16 December 2014 | |
| Tora Trading Services Limited | RE | 1 | 16 December 2014 | |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 | RE | 1 | 28 October 2014 | 17 November 2014 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 2 | 13 May 2014 | 17 November 2014 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 13 May 2014 | 17 November 2014 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 | RE | 1 | 03 April 2013 | 01 June 2013 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 19 March 2010 | 08 April 2010 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 13 October 2009 | 08 April 2010 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 13 October 2009 | 08 April 2010 |