SFC Licences of KANSAL Mohit

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Derivatives Hong Kong Limited RE 2 21 October 2009 31 March 2012
UBS Securities Asia Limited RE 2 21 October 2009 31 March 2012
UBS Securities Asia Limited RE 1 21 October 2009 31 March 2012
UBS Securities Hong Kong Limited RE 1 21 October 2009 31 March 2012