SFC Licences of SHAHAPURKAR Nilesh
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 08 September 2020 | 02 March 2023 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 08 September 2020 | 02 March 2023 |
| UBS Securities Hong Kong Limited | RE | 6 | 19 December 2016 | 14 January 2019 |
| UBS Securities Hong Kong Limited | RE | 6 | 11 November 2016 | 18 December 2016 |
| UBS Securities Asia Limited | RE | 1 | 14 October 2009 | 14 November 2016 |