SFC Licences of YANG Bing 楊兵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 6 | 07 April 2022 | |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 07 April 2022 | |
UBS Securities Hong Kong Limited | RE | 6 | 19 December 2016 | 24 May 2021 |
UBS Securities Hong Kong Limited | RE | 6 | 25 November 2015 | 18 December 2016 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 12 October 2009 | 11 April 2014 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 12 October 2009 | 11 April 2014 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 12 October 2009 | 31 January 2012 |