SFC Licences of LI Hui 李輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 RO 6 19 October 2022
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 RO 4 19 October 2022
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 RO 1 19 October 2022
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 RE 6 29 October 2020 19 October 2022
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 RE 4 29 October 2020 19 October 2022
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 RE 1 29 October 2020 19 October 2022
Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司 RE 6 15 January 2019 06 March 2020
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RE 1 15 January 2019 06 March 2020
Lighthorse Asset Management (HK) Limited RE 4 23 May 2018 04 July 2018
Lighthorse Asset Management (HK) Limited RE 9 09 May 2018 04 July 2018
About Capital Management (HK) Co. Ltd 百域資本(香港)有限公司 RE 9 03 May 2016 29 March 2018
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 28 July 2014 28 July 2015
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 28 July 2014 28 July 2015
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 28 July 2014 28 July 2015
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 6 05 March 2012 07 June 2012
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 6 14 October 2009 11 April 2011
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 1 14 October 2009 11 April 2011