SFC Licences of KIM Samuel, Nicolas
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RO | 2 | 21 April 2021 | |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 04 January 2021 | 21 April 2021 |
| Societe Generale | 1 | 22 October 2020 | ||
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 12 October 2009 | 28 July 2017 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 12 October 2009 | 28 July 2017 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 12 October 2009 | 28 July 2017 |