SFC Licences of NG Chi Wai 吳智偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| South China Commodities Limited 南華期貨有限公司 | RE | 2 | 09 January 2019 | |
| South China Securities Limited 南華證券投資有限公司 | RE | 1 | 16 August 2018 | |
| VC Brokerage Limited 滙盈證券有限公司 | RE | 1 | 20 August 2015 | 20 July 2018 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 22 June 2012 | 15 August 2015 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 11 November 2009 | 22 May 2013 |