SFC Licences of YIN Yin 印胤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 4 | 26 November 2012 | 18 September 2017 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 1 | 26 November 2012 | 18 September 2017 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 5 | 26 November 2012 | 24 August 2016 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 20 October 2009 | 06 July 2010 |