SFC Licences of CHEUNG Lai Yee 張麗怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Mighty Fountain Capital Limited 明德勤資本有限公司 | RO | 9 | 27 October 2021 | |
Mighty Fountain Capital Limited 明德勤資本有限公司 | RO | 4 | 27 October 2021 | |
Mighty Fountain Capital Limited 明德勤資本有限公司 | RO | 1 | 27 October 2021 | |
CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 28 February 2018 | 24 July 2018 |
CMB International Futures Limited 招銀國際期貨有限公司 | RE | 2 | 28 February 2018 | 24 July 2018 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 15 November 2013 | 01 February 2018 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 16 October 2009 | 01 February 2018 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 16 October 2009 | 13 August 2013 |