SFC Licences of WONG Mei Sze 王美斯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
aacat fintech Limited 貓大人金融科技有限公司 | RE | 1 | 11 May 2023 | |
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 29 May 2020 | 05 July 2021 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 12 May 2020 | 05 July 2021 |
Fosun International Securities Limited 復星國際證券有限公司 | RE | 1 | 13 June 2017 | 08 April 2020 |
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 | RE | 1 | 11 August 2016 | 14 May 2017 |
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 01 June 2015 | 29 July 2016 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 01 June 2015 | 29 July 2016 |
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 23 June 2010 | 12 May 2015 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 18 May 2010 | 12 May 2015 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 19 October 2009 | 10 May 2010 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 19 October 2009 | 10 May 2010 |