SFC Licences of WONG Mei Sze 王美斯

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司
RE 2 29 May 2020 05 July 2021
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司
RE 1 12 May 2020 05 July 2021
Fosun Hani Securities Limited 復星恆利證券有限公司
RE 1 13 June 2017 08 April 2020
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司
RE 1 11 August 2016 14 May 2017
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 01 June 2015 29 July 2016
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 01 June 2015 29 July 2016
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司
RE 2 23 June 2010 12 May 2015
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司
RE 1 18 May 2010 12 May 2015
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司
RE 2 19 October 2009 10 May 2010
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司
RE 1 19 October 2009 10 May 2010