SFC Licences of SHU Shan 許珊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Frontier Capital Management Limited 方達資本管理有限公司 RE 9 16 June 2023 10 August 2023
Frontier Capital Management Limited 方達資本管理有限公司 RE 4 16 June 2023 10 August 2023
Frontier Capital Management Limited 方達資本管理有限公司 RE 1 16 June 2023 10 August 2023
Changyuan Securities Limited 長遠證券有限公司 RO 1 27 February 2023 12 May 2023
Changyuan Securities Limited 長遠證券有限公司 RO 9 10 August 2022 12 May 2023
Changyuan Securities Limited 長遠證券有限公司 RO 4 10 August 2022 12 May 2023
Changyuan Securities Limited 長遠證券有限公司 RE 4 08 July 2022 10 August 2022
BaoQiao Partners Securities (HK) Limited 寶橋證券(香港)有限公司 RO 4 27 May 2019 01 January 2022
BaoQiao Partners Securities (HK) Limited 寶橋證券(香港)有限公司 RO 1 09 January 2019 01 January 2022
BaoQiao Partners Securities (HK) Limited 寶橋證券(香港)有限公司 RE 1 24 August 2018 09 January 2019
iBest Investment Services Limited RE 3 08 June 2017 03 August 2018
iBest Consultants Limited RE 4 19 August 2010 03 August 2018
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 09 August 2010 03 August 2018
iBest Consultants Limited RE 1 06 July 2010 03 August 2018
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 31 May 2010 03 August 2018
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 31 May 2010 03 August 2018
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 21 October 2009 26 May 2010
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 21 October 2009 26 May 2010