SFC Licences of WAN Chun Man 尹俊文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCOM International Securities Limited 交銀國際證券有限公司 RE 5 18 October 2023
BOCOM International Securities Limited 交銀國際證券有限公司 RE 2 18 October 2023
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 18 October 2023
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 RE 2 05 March 2021 29 April 2023
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 1 05 March 2021 29 April 2023
Valuable Capital Limited 華盛資本証券有限公司 RE 2 26 May 2020 29 May 2020
Valuable Capital Limited 華盛資本証券有限公司 RE 1 26 May 2020 29 May 2020
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 RE 2 09 May 2019 31 December 2019
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 1 09 May 2019 31 December 2019
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 RE 2 31 January 2018 30 April 2019
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 1 31 January 2018 30 April 2019
Guotai Junan FX Limited 國泰君安外匯有限公司 RE 3 08 August 2013 27 June 2017
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 2 08 August 2013 27 June 2017
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 08 August 2013 27 June 2017
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 05 December 2011 01 August 2013
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 10 August 2011 01 August 2013
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 10 August 2011 01 August 2013
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RE 1 07 September 2010 30 April 2011
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 RE 2 07 September 2010 30 April 2011
Enlighten Securities Limited 名匯證券有限公司 RE 1 29 October 2009 31 July 2010
Enlighten Futures Limited 名匯期貨有限公司 RE 2 29 October 2009 31 July 2010