SFC Licences of LAU Wan Sze 劉韻詩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 12 October 2020 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 10 September 2010 | 12 October 2020 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 10 September 2010 | 05 September 2013 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 10 September 2010 | 06 December 2010 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 10 September 2010 | 06 December 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 19 October 2009 | 10 June 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 7 | 19 October 2009 | 10 June 2010 |